The SEC’s order finds that Vanguard’s disclosures failed to warn investors about tax risks tied to fund redemptions.
Per the SEC’s order, Vanguard did not admit or deny the regulator’s findings that it violated the Advisers Act and caused violations of the Securities Act and the Investment Company Act. “Materially ...
The Securities and Exchange Commission (SEC) announced Friday that The Vanguard Group, one of the world's biggest asset managers, will pay a $106.4 million fine to settle charges for "misleading ...
Vanguard to pay SEC $106M to settle violations over ‘misleading’ target date fund statements In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit ...
Vanguard, one of the world’s largest asset managers, has agreed to pay a $106.4 million fine to settle charges brought by the Securities and Exchange Commission (SEC).
Experienced managers make up Vanguard’s team. They’re supported by a deep bench of talent that allows them to focus on portfolio construction and tracking performance. Each fund has a lead ...
Vanguard announced this week that, effective Feb. 1, it is reducing expense ratios on 87 funds and 168 share classes.
BIRMINGHAM, Ala. — Vanderbilt was fined $250,000 by the Southeastern Conference on Sunday for allowing fans to storm the court Saturday in celebration of a 75-75 basketball victory over No. 6 ...
Vanderbilt was fined $500,000 by the Southeastern Conference on Sunday for allowing fans to storm the court Saturday after the Commodores’ 74-69 victory over No. 9 Kentucky. Vanderbilt was ...
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