Hosted on MSN21d
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
Asset management giant Vanguard has been fined more than $100 million to settle ... for its institutional target date funds. The SEC order found that the change spurred redemptions as Vanguard ...
The Business Journals21d
Vanguard fined $106M over retirement fund disclosure violations
Vanguard Group has been fined $106 million for alleged misleading ... In the following months, the SEC said a substantial number of retirement plan investors moved to the institutional funds ...
NBC News21d
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...
NBC New York21d
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...