The SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...
The SEC’s order finds that Vanguard’s disclosures failed to warn investors about tax risks tied to fund redemptions.
Per the SEC’s order, Vanguard did not admit or deny the regulator’s findings that it violated the Advisers Act and caused violations of the Securities Act and the Investment Company Act. “Materially ...
Vanguard Group's decision to slash fees for almost half of its U.S. funds is being called a win for both the investment giant ...
The Securities and Exchange Commission (SEC) announced Friday that The Vanguard Group, one of the world's biggest asset managers, will pay a $106.4 million fine to settle charges for "misleading ...
Vanguard to pay SEC $106M to settle violations over ‘misleading’ target date fund statements In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit ...
Vanguard, one of the world’s largest asset managers, has agreed to pay a $106.4 million fine to settle charges brought by the Securities and Exchange Commission (SEC).
The SEC found that Vanguard's failure to properly disclose these risks left investors facing substantial capital gains taxes they weren't prepared for. “Vanguard is committed to supporting the ...
Vanguard announced this week that, effective Feb. 1, it is reducing expense ratios on 87 funds and 168 share classes.
The Vanguard Utilities ETF offers an SEC yield of 2.98% and has performed especially well over the last 12 months. It's followed closely by the Vanguard Energy ETF, with a dividend yield of 2.97%.
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Vanguard fined more than $100 million by SEC over violations involving target date retirement fundsAsset management giant Vanguard has been fined more than $100 million to settle ... for its institutional target date funds. The SEC order found that the change spurred redemptions as Vanguard ...
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