This settlement, announced on September 24, comes after the companies opted not to have the case heard by a judge. The SEC’s complaint, filed in the District Court for Northern California ...
"I think that settlement agreements are just that: they are agreements, they're negotiations between the parties," he said. "So if the SEC thinks that there is a good policy rationale for having ...
The SEC claimed that it violated Rule 21F-17(a) to require the employee to disclaim his allegations as part of the settlement agreement. Additional September 2024 Actions Involving Rule 21F-17(a ...
The SEC alleged that eToro was acting as an unregistered broker and an unregistered clearing agency in connection to its crypto-trading platform. Back To Top ...
The cable news channel reached a settlement with voting machine company. On the brink of trial, the cable news channel Newsmax on Thursday reached a settlement with voting machine company ...
Hedge-fund powerhouse Two Sigma is likely to pay as much as $100 million to settle a Securities and Exchange Commission investigation into a trading scandal at the firm. The New York firm would ...
Cassava Sciences said in a separate statement that it cooperated fully with the SEC's investigation and has implemented remedial measures. The company does not currently anticipate that the ...
Panera stands firmly by the safety of our products.” The attorney for the Katz family could not release any more information other than a settlement had been reached.
UFC is hoping to get a court’s OK on a new $375 million settlement in a class-action ... On Thursday, TKO filed an 8-K form with the SEC that said the company “reached an agreement with ...
(First Alert 4) - Mizzou has reached a settlement with former athletic director ... building a top athletic program in the SEC and capitalizing on the momentum our Tigers are achieving.
FirstEnergy has reached a $100 million settlement agreement with the U.S ... "We are pleased to have reached a resolution with the SEC as we continue to turn a new chapter," Tierney said in ...
The settlement, announced Tuesday, marked the end of an explosive saga that shed light on the murky, often unregulated world of child social media stars making large sums of money online.
