Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...
FirstEnergy settled a Securities and Exchange Commission investigation and will pay a $100 million civil penalty. The agency said the electric utility company participated in a “multi-year ...
The Securities and Exchange Commission today announced fraud charges against Nicholas Bowerman, a former finance director at Circor International. The SEC alleges that Bowerman manipulated Circor's ...
Vecchio also settled the SEC’s previously announced fraud charges against him. According to the SEC's orders against Guarino and Seropian and the previously filed complaint against ...
Keurig Dr Pepper Inc. will pay $1.5 million to settle charges that it made inaccurate ... However, according to the SEC, Keurig failed to disclose that two of the country's biggest recycling ...
The SEC said that under the settlements, companies Acadia Healthcare, a.k.a. Brands Holding, AppFolio, IDEX, LSB Industries, Smart for Life, and TransUnion agreed to pay individual civil penalties ...
The U.S. Attorney’s Office for the District of Massachusetts has also filed criminal charges against Gupta for ... according to the SEC complaint. Tazverik won FDA approval in 2020 for the ...
Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...
Agricultural machinery manufacturer Deere & Company has agreed to pay $10 million to the Securities and Exchange Commission to resolve charges from ... according to the SEC order.
The Securities and Exchange Commission says that Keurig Dr. Pepper Inc. will pay $1.5 million to settle charges that it made ... the pods for recycling. The SEC said Tuesday that Keurig agreed ...
