According to the SEC, from May 2021 to February 2024, Alexander and Welsh operated the scheme through Vanguard Holdings Group Irrevocable Trust, which they claimed was a lucrative international ...

Claims and Relief Sought The SEC’s complaint charges defendant with violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, as well as Section 10(b) of the Securities ...