Morgan Stanley was fined $2 million by a Massachusetts regulator over stock sales by a First Republic executive in the months leading up to the California lender’s collapse last year. Morgan ...

Massachusetts’ securities regulator fined Morgan Stanley $2 million for allegedly failing to properly monitor insider securities sales by a former CEO of First Republic Bank in the months prior ...

Morgan Stanley agreed to pay $2 million to settle the investigation by the Massachusetts securities regulator. The bank neither admitted nor denied wrongdoing.

Morgan Stanley was fined $2 million by a Massachusetts regulator over its failure to monitor certain stock sales by a former First Republic CEO during the months leading up to the collapse of the ...

As is customary in such cases, Morgan Stanley did not admit or deny wrongdoing, though it will pay $2 million in fines to the State of Massachusetts, where regulators have been active policing ...

Morgan Stanley, the global investment bank, has agreed to pay a $2 million fine to settle an investigation by state regulators that determined the bank failed to properly monitor stock trades it ...

Morgan Stanley has been fined $2 million in Massachusetts for its role in the sale of First Republic Bank stock in the lead-up to its collapse in 2023. According to a statement from the office of ...

Morgan Stanley expects to pay a $200 million fine related to a broad U.S. investigation into the use of unapproved personal devices, according to its earnings statement. That amount is based on ...

Morgan Stanley fined some of its own bankers more than $1 million each for conducting business ... with total penalties in the matter cresting $2 billion. The probe has also prompted some wider ...

NEW YORK, Feb 15 (Reuters) - A U.S. regulator on Thursday fined Morgan Stanley (MS.N), opens new tab $1.6 million for failing to timely cancel or close out 239 failed inter-dealer municipal ...

In the months before it failed last year, the executive chairman of First Republic Bank sold more than $6.8 million worth of stock through Morgan Stanley. The bank has now settled an investigation ...