Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who stole millions of dollars of ...

Morgan Stanley said it would look to buy an additional 14% of Smith Barney from Citigroup, tightening its grip on the retail brokerage that is the bank's biggest revenue generator. Advisory Alert ...

Morgan Stanley will see no penalty from the Securities and Exchange ... in the waning days of the Biden administration – to pay a total of $35 million to settle SEC cash-sweep allegations.