The SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...
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Vanguard fined more than $100 million by SEC over violations involving target date retirement fundsAsset management giant Vanguard has been fined more than $100 million to settle ... for its institutional target date funds. The SEC order found that the change spurred redemptions as Vanguard ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission announced ...
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