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Vanguard fined more than $100 million by SEC over violations involving target date retirement fundsAsset management giant Vanguard has been fined more than $100 million to settle ... for its institutional target date funds. The SEC order found that the change spurred redemptions as Vanguard ...
The SEC’s order finds that Vanguard’s disclosures failed to warn investors about tax risks tied to fund redemptions.
Vanguard Group has been fined $106 million for alleged misleading ... In the following months, the SEC said a substantial number of retirement plan investors moved to the institutional funds ...
The SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The SEC order found that the change spurred redemptions ... similar to another recent Vanguard legal run-in. In 2023, Vanguard was fined $800,000 by the Financial Industry Regulatory Authority ...
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