[Photo: Florence Lo/Reuters, File] BY Reuters 1 minute read The U.S. Securities and Exchange Commission (SEC) on Monday sued ... branding herself “Reverend CEO” and saying NovaTech was ...
Eric Werner, the director of the SEC’s Fort Worth regional office, said in a statement that NovaTech and the Petions caused untold losses to tens of thousands of victims around the world.
“NovaTech and the Petions caused untold losses to tens of thousands of victims around the world,” Eric Werner, director of the SEC’s Fort ... Whitney and former assistant U.S. attorney ...
The SEC today announced that it obtained a preliminary injunction, asset freeze and other emergency relief against Drive Planning LLC and its founder and CEO, former Atlanta-based advisor Russell ...
SEC investigators are interested in loans B. Riley may have guaranteed for its former business partner ... morning call with investors, B. Riley’s co-CEO Bryant Riley confirmed that the SEC ...
At the very least, Ryan Breslow's unheralded return to the CEO spot at Bolt has made a lasting impression on the startup world ... rules that year. The SEC eventually dropped the investigation.
The charges provide another example of SEC Chair Gary Gensler strict stance that most crypto offerings should be considered securities offerings. Abra Earn allowed U.S. investors to tender their ...
With the newly expanded 16-team SEC moving to a divisionless format for ... If they hadn't approved the change, then the league's athletic directors would have voted to break the tie.
Waters, who has been CEO since 2021 and had held senior positions with the company’s former ... an SEC filing. She said in a statement that she will transform the company into “the world ...
Fincentric provides digital ... out. S&P Global has now completed the sale of Fincentric to private equity company Stellex Capital and Communify, led by former InvestCloud founder and CEO John ...
The SEC said the Petions instead used new ... with Cynthia Petion branding herself "Reverend CEO" and saying NovaTech was "God's vision." Lawyers for NovaTech and the Petions, who are believed ...
