The SEC claimed that it violated Rule 21F-17(a) to require the employee to disclaim his allegations as part of the settlement agreement. Additional September 2024 Actions Involving Rule 21F-17(a ...
FirstEnergy announced that it has reached a settlement agreement with the U.S. Securities and Exchange Commission (SEC) to resolve an investigation stemming from an Ohio corruption scheme.
The US Securities and Exchange Commission is now appealing the recent ruling of a federal court regarding its settlement agreement with Ripple, with the crypto company only fined $125 million.
The cable news channel reached a settlement with voting machine company. On the brink of trial, the cable news channel Newsmax on Thursday reached a settlement with voting machine company ...
FirstEnergy (NYSE:FE) said Thursday it reached a settlement agreement with the Securities ... reserve in anticipation of an agreement with the SEC. FirstEnergy (FE) previously admitted to bribing ...
It also announced a settlement with the energy company over a fraud charge in the HB6 case. According to the SEC's complaint, embedded below, Jones faces six counts of fraud, including violations of ...
Trading platform eToro agreed to pay $1.5 million to settle SEC charges it facilitated trading certain crypto assets as securities, though the specific tokens weren't detailed in the order.
To resolve the underlying FCPA violations, John Deere has stipulated to an administrative settlement with the SEC, which provides for the payment of approximately $9.9 million in disgorgement ...
The SEC’s order finds that, since at least 2020, eToro operated as a broker and clearing agency by providing U.S. customers the ability, through eToro’s online trading ...
FirstEnergy has reached a $100 million settlement agreement with the U.S ... "We are pleased to have reached a resolution with the SEC as we continue to turn a new chapter," Tierney said in ...