SoFi's brokerage unit will pay a $1.1 million fine to the Financial Industry Regulatory Authority for fraud detection ...
Three federal banking regulators have issued a guide on third-party risk management focusing the unique risks faced by ...
NantHealth announced the appointment of Marc Harrison as chief legal officer. Harrison joined NantHealth in February. Prior ...
Blackrock TCP Capital announced the appointment of Ariel Hazzard as chief compliance officer. Hazzard currently serves as a ...
The supervisory board of aerospace company FACC AG appointed Tongyu Xu as a new member of the FACC Board of Directors in the ...
Global insurance organization American International Group announced Kelly Lafnitzegger will join as executive vice president ...
Mitsubishi Motors North America announced the promotion of Katherine Knight to the newly created role of senior vice ...
Florida-based Baptist Health System agreed to pay $1.5 million to settle self-disclosed violations of the False Claims Act for allegedly offering discounts to patients to induce purchases or refer ...
A new survey conducted by Compliance Week and NAVEX on compliance team access to data and the use of artificial intelligence ...
TD Bank said it set aside $450 million to settle regulatory and law enforcement investigations, including by the Department ...
Atlanta-based staffing agency Insight Global agreed to pay $2.7 million to settle alleged False Claims Act violations ...
The Commodity Futures Trading Commission appointed its first artificial intelligence chief to lead the agency's efforts to ...
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